CONNECTICUT STATUTES AND CODES
Sec. 19a-493b. Definition of outpatient surgical facility. Licensure and exceptions. Compliance with certificate of need requirements. Dental clinics not subject to section. Waiver of certain licensur
Sec. 19a-493b. Definition of outpatient surgical facility. Licensure and exceptions. Compliance with certificate of need requirements. Dental clinics not subject
to section. Waiver of certain licensure regulation requirements. (a) As used in this
section and subsection (a) of section 19a-490, "outpatient surgical facility" means any
entity, individual, firm, partnership, corporation, limited liability company or association, other than a hospital, engaged in providing surgical services or diagnostic procedures for human health conditions that include the use of moderate or deep sedation,
moderate or deep analgesia or general anesthesia, as such levels of anesthesia are defined
from time to time by the American Society of Anesthesiologists, or by such other professional or accrediting entity recognized by the Department of Public Health. An outpatient
surgical facility shall not include a medical office owned and operated exclusively by
a person or persons licensed pursuant to section 20-13, provided such medical office:
(1) Has no operating room or designated surgical area; (2) bills no facility fees to third
party payers; (3) administers no deep sedation or general anesthesia; (4) performs only
minor surgical procedures incidental to the work performed in said medical office of
the physician or physicians that own and operate such medical office; and (5) uses only
light or moderate sedation or analgesia in connection with such incidental minor surgical
procedures. Nothing in this subsection shall be construed to affect any obligation to
comply with the provisions of section 19a-691.
(b) No entity, individual, firm, partnership, corporation, limited liability company
or association, other than a hospital, shall individually or jointly establish or operate an
outpatient surgical facility in this state without complying with chapter 368z, except as
otherwise provided by this section, and obtaining a license within the time specified in
this subsection from the Department of Public Health for such facility pursuant to the
provisions of this chapter, unless such entity, individual, firm, partnership, corporation,
limited liability company or association: (1) Provides to the Office of Health Care Access
satisfactory evidence that it was in operation on or before July 1, 2003, or (2) obtained,
on or before July 1, 2003, from the Office of Health Care Access, a determination that
a certificate of need is not required. An entity, individual, firm, partnership, corporation,
limited liability company or association otherwise in compliance with this section may
operate an outpatient surgical facility without a license through March 30, 2007, and
shall have until March 30, 2007, to obtain a license from the Department of Public
Health.
(c) Notwithstanding the provisions of this section, no outpatient surgical facility
shall be required to comply with section 19a-631, 19a-632, 19a-637a, 19a-644, 19a-645, 19a-646, 19a-649, 19a-654 to 19a-660, inclusive, 19a-662, 19a-664 to 19a-666,
inclusive, 19a-669 to 19a-670a, inclusive, 19a-671, 19a-671a, 19a-672 to 19a-676, inclusive, 19a-678, or 19a-681 to 19a-683, inclusive. Each outpatient surgical facility shall
continue to be subject to the obligations and requirements applicable to such facility,
including, but not limited to, any applicable provision of this chapter and those provisions of chapter 368z not specified in this subsection, except that a request for permission
to undertake a transfer or change of ownership or control shall not be required pursuant
to subsection (a) of section 19a-638 if the Office of Health Care Access determines
that the following conditions are satisfied: (1) Prior to any such transfer or change of
ownership or control, the outpatient surgical facility shall be owned and controlled
exclusively by persons licensed pursuant to section 20-13, either directly or through a
limited liability company, formed pursuant to chapter 613, a corporation, formed pursuant to chapters 601 and 602, or a limited liability partnership, formed pursuant to chapter
614, that is exclusively owned by persons licensed pursuant to section 20-13, or is under
the interim control of an estate executor or conservator pending transfer of an ownership
interest or control to a person licensed under section 20-13, and (2) after any such transfer
or change of ownership or control, persons licensed pursuant to section 20-13, a limited
liability company, formed pursuant to chapter 613, a corporation, formed pursuant to
chapters 601 and 602, or a limited liability partnership, formed pursuant to chapter 614,
that is exclusively owned by persons licensed pursuant to section 20-13, shall own and
control no less than a sixty per cent interest in the outpatient surgical facility.
(d) The provisions of this section shall not apply to persons licensed to practice
dentistry or dental medicine pursuant to chapter 379 or to outpatient clinics licensed
pursuant to this chapter.
(e) Any outpatient surgical facility that is accredited as provided in section 19a-691
shall continue to be subject to the requirements of section 19a-691.
(f) The Commissioner of Public Health may provide a waiver for outpatient surgical
facilities from the physical plant and staffing requirements of the licensing regulations
adopted pursuant to this chapter, provided no waiver may be granted unless the health,
safety and welfare of patients is ensured.
(P.A. 03-274, S. 1; P.A. 04-249, S. 1; P.A. 05-3, S. 1; 05-151, S. 2; P.A. 06-64, S. 3.)
History: P.A. 03-274 effective July 1, 2003; P.A. 04-249 amended Subsec. (a) by adding provision of diagnostic
procedures to definition and including list of facilities not included in definition, amended Subsec. (b) by deleting provisions
re exception for outpatient surgical facilities under development, deleting moratorium on new facilities and making technical and conforming changes, deleted former Subsec. (c) re determination of commencement of development, redesignated
existing Subsecs. (d) to (f) and (h) as new Subsecs. (c) to (e) and (f), respectively, amended new Subsec. (c) by listing
sections from which facilities are exempt, providing factors under which request for permission to change control or
ownership of facility not required and imposing limitations on ownership and control of facilities, and deleted former
Subsec. (g) re rights and obligations of such facilities, effective July 1, 2004; P.A. 05-3 amended Subsec. (b) by changing
"and" to "or" re conditions to be met in order for a facility to operate without a license until March 30, 2007, effective
April 1, 2005; P.A. 05-151 amended Subsec. (c) by removing reference to repealed Sec. 19a-617a; P.A. 06-64 amended
Subsec. (c) by deleting references to repealed sections, effective July 1, 2006.