CONNECTICUT STATUTES AND CODES
Sec. 19a-497. Filing of strike contingency plan. Summary order. Civil penalty: Notification and hearing requirement. Regulations. Collective bargaining implications.
Sec. 19a-497. Filing of strike contingency plan. Summary order. Civil penalty:
Notification and hearing requirement. Regulations. Collective bargaining implications. (a) Each institution shall, upon receipt of a notice of intention to strike by a labor
organization representing the employees of such institution, in accordance with the
provisions of the National Labor Relations Act, 29 USC 158, file a strike contingency
plan with the commissioner not later than five days before the date indicated for the
strike.
(b) The commissioner may issue a summary order to any nursing home facility, as
defined in section 19a-521, that fails to file a strike contingency plan that complies with
the provisions of this section and the regulations adopted by the commissioner pursuant
to this section within the specified time period. Such order shall require the nursing home
facility to immediately file a strike contingency plan that complies with the provisions of
this section and the regulations adopted by the commissioner pursuant to this section.
(c) Any nursing home facility that is in noncompliance with this section shall be
subject to a civil penalty of not more than ten thousand dollars for each day of noncompliance.
(d) (1) If the commissioner determines that a nursing home facility is in noncompliance with this section or the regulations adopted pursuant to this section, for which a
civil penalty is authorized by subsection (c) of this section, the commissioner may send
to an authorized officer or agent of the nursing home facility, by certified mail, return
receipt requested, or personally serve upon such officer or agent, a notice that includes:
(1) A reference to this section or the section or sections of the regulations involved; (2)
a short and plain statement of the matters asserted or charged; (3) a statement of the
maximum civil penalty that may be imposed for such noncompliance; and (4) a statement
of the party's right to request a hearing to contest the imposition of the civil penalty.
(2) A nursing home facility may make written application for a hearing to contest
the imposition of a civil penalty pursuant to this section not later than twenty days after
the date such notice is mailed or served. All hearings under this section shall be conducted
in accordance with the provisions of chapter 54. If a nursing home facility fails to request
a hearing or fails to appear at the hearing or if, after the hearing, the commissioner
finds that the nursing home facility is in noncompliance, the commissioner may, in the
commissioner's discretion, order that a civil penalty be imposed that is not greater than
the penalty stated in the notice. The commissioner shall send a copy of any order issued
pursuant to this subsection by certified mail, return receipt requested, to the nursing
home facility named in such order.
(e) The commissioner shall adopt regulations, in accordance with the provisions of
chapter 54: (1) Establishing requirements for a strike contingency plan, which shall
include, but not be limited to, a requirement that the plan contain documentation that
the institution has arranged for adequate staffing and security, food, pharmaceuticals
and other essential supplies and services necessary to meet the needs of the patient
population served by the institution in the event of a strike; and (2) for purposes of the
imposition of a civil penalty upon a nursing home facility pursuant to subsections (c)
and (d) of this section.
(f) Such plan shall be deemed a statement of strategy or negotiation with respect to
collective bargaining for the purpose of subdivision (9) of subsection (b) of section
1-210.
(P.A. 81-201, S. 3; P.A. 93-381, S. 9, 39; P.A. 95-257, S. 12, 21, 58; P.A. 01-195, S. 153, 181; P.A. 05-172, S. 1.)
History: P.A. 93-381 replaced commissioner of health services with commissioner of public health and addiction
services, effective July 1, 1993; P.A. 95-257 replaced Commissioner and Department of Public Health and Addiction
Services with Commissioner and Department of Public Health, effective July 1, 1995; P.A. 01-195 substituted "institution"
for "facility" and made other technical changes, effective July 11, 2001; P.A. 05-172 designated existing language re filing
of strike contingency plan as Subsec. (a), deleted former provision re regulations and established five-day pre-strike deadline
for filing plan, added Subsec. (b) authorizing commissioner to issue summary orders to noncomplying nursing home
facilities, added Subsec. (c) subjecting noncomplying nursing home facilities to civil penalty, added Subsec. (d) establishing
notification and hearing requirements for imposition of civil penalty, added Subsec. (e) requiring commissioner to adopt
regulations establishing requirements for strike contingency plans and for imposition of civil penalty, and designated
existing language deeming strike contingency plan a statement of strategy or negotiation with respect to collective bargaining as Subsec. (f).