CONNECTICUT STATUTES AND CODES
Sec. 20-404. Disciplinary action; grounds.
Sec. 20-404. Disciplinary action; grounds. (a) The department may suspend or
revoke the license of a hearing instrument specialist, after notice and hearing as provided
in the regulations adopted by the commissioner, or may reprimand or take any of the
actions set forth in section 19a-17, for any of the following causes:
(1) The conviction of a crime in the course of professional activities. The record of
conviction, or a certified copy thereof, certified by the clerk of the court or by the judge
in whose court the conviction is had, shall be conclusive evidence of such conviction;
(2) Procuring of a license by fraud or deceit practiced upon the department;
(3) Unethical conduct, including: (A) The obtaining of any fee or the making of
any sale by fraud or misrepresentation; (B) knowingly employing directly or indirectly
any unlicensed person or any person whose license has been suspended to perform any
work covered by this chapter; (C) engaging in fraud or material deception in the course
of professional activities;
(4) Incompetence or negligence in fitting or selling hearing aids;
(5) Selling a hearing aid to a person under the age of eighteen without a prior ear
examination by an otolaryngologist and an audiological examination performed or supervised by an audiologist;
(6) Fitting or selling a hearing aid to anyone who has a history of ear infection within
the previous ninety days without requiring an examination by an otolaryngologist;
(7) Failure to comply with the examination procedures and tests prescribed in the
regulations adopted under this chapter;
(8) Failure to properly supervise an individual holding a temporary permit under
section 20-400;
(9) Failure to furnish to a person supplied a hearing aid a receipt containing the date
of delivery of the hearing aid to such person, the licensee's signature, business address,
license number, serial number of the hearing aid, the model name and model number of
the hearing aid, the full terms of sale, including terms of a manufacturer's and licensee's
warranties and trial period, provided in section 20-402a, and a statement of whether the
hearing aid sold is new, used or reconditioned;
(10) Failure to retain for three years from the date of delivery of the hearing aid to
the purchaser records containing the name and address of each purchaser of a hearing
aid under a sale made by such hearing instrument specialist, a copy of such purchaser's
audiogram and all information required on a receipt under subdivision (9) of this subsection;
(11) Violating any provision of this chapter or of the regulations promulgated thereunder;
(12) Violating any provision of the Food and Drug Administration regulations pertaining to hearing instrument specialists adopted under Title 21, professional and patent
labeling and conditions for sale, or any provision of any regulation pertaining to hearing
instrument specialists adopted by the Federal Trade Commission;
(13) Physical or mental illness, emotional disorder or loss of motor skill, including,
but not limited to, deterioration through the aging process, of the license holder; or
(14) Abuse or excessive use of drugs, including alcohol, narcotics or chemicals.
(b) The commissioner may order a license holder to submit to a reasonable physical
or mental examination if the license holder's physical or mental capacity to practice
safely is the subject of an investigation. The commissioner may petition the superior
court for the judicial district of Hartford to enforce such order or any action taken pursuant to section 19a-17.
(c) The Attorney General shall represent the commissioner at all formal hearings
held under this chapter.
(d) The department may reissue any license that has been revoked and may modify
the suspension of any license that has been suspended.
(1972, P.A. 295, S. 9; P.A. 77-473, S. 10; 77-614, S. 323, 468, 587, 610; P.A. 78-303, S. 85, 136; P.A. 80-484, S. 131,
176; P.A. 81-471, S. 65, 71; P.A. 86-9; P.A. 88-230, S. 1, 12; P.A. 90-98, S. 1, 2; P.A. 93-142, S. 4, 7, 8; 93-381, S. 9, 39;
P.A. 95-220, S. 4-6; 95-257, S. 12, 21, 58; P.A. 99-111, S. 7.)
History: P.A. 77-473 substituted "fitting or sale" for "fitting and sale" in Subdivs. (4) and (5), also replacing in Subdiv.
(5) "gross incompetence or negligence" with "incompetence or gross negligence", inserted new Subdivs. (9) to (11) and
(13), renumbering former Subdiv. (9) as Subdiv. (12) in Subsec. (a) and required attorney general to represent health
commissioner at formal hearings in Subsec. (b); P.A. 77-614 and P.A. 78-303 substituted commissioner and department
of health services for commissioner and department of health, replaced provision re 30 days notice of hearing with requirement that notice and hearing be in accordance with regulations of health services commissioner, deleted provision allowing
licensee representation by attorney and power to offer evidence and examine witnesses in Subsec. (b) and substituted
department of health services for board in Subsec. (c), effective January 1, 1979; P.A. 80-484 specifically referred to
disciplinary actions in Sec. 19-4s, substituted "crime in the course of professional activities" for "felony, or a misdemeanor
involving a morals offense" in Subdiv. (1), deleted reference to council in Subdiv. (2), deleted advertising and ethics
offenses in Subdiv. (3)(C) to (H) and rephrased and incorporated former Subdiv. (4) as Subpara. (C) in Subdiv. (3),
renumbering remaining subdivs. and deleting "gross" as modifier of "negligence" in Subdiv. (4), formerly (5), and added
Subsec. (a)(13) and (14), inserted new Subsec. (b) re physical and mental examinations and petitions to court for enforcement
of orders or actions and redesignated former Subsecs. (b) and (c) accordingly; P.A. 81-471 amended Subsec. (a)(6) to
require an examination by an otolaryngologist prior to selling or fitting a hearing aid to anyone having a history of ear
infection within 90 days prior to such sale or fitting-prior law prescribed a 60-day period; P.A. 86-9 amended Subsec. (a)
to require the sales receipt to contain the date of delivery and changed the three-year record requirement from the date of
"sale" to "delivery"; P.A. 88-230 replaced "judicial district of Hartford-New Britain" with "judicial district of Hartford",
effective September 1, 1991; P.A. 90-98 changed the effective date of P.A. 88-230 from September 1, 1991, to September
1, 1993; P.A. 93-142 changed the effective date of P.A. 88-230 from September 1, 1993, to September 1, 1996, effective
June 14, 1993; P.A. 93-381 replaced department and commissioner of health services with department and commissioner
of public health and addiction services, effective July 1, 1993; P.A. 95-220 changed the effective date of P.A. 88-230 from
September 1, 1996, to September 1, 1998, effective July 1, 1995; P.A. 95-257 replaced Commissioner and Department of
Public Health and Addiction Services with Commissioner and Department of Public Health, effective July 1, 1995; P.A.
99-111 made technical and gender neutral changes and replaced references to hearing aid dealer with references to hearing
instrument specialist.