STATE STATUTES & CODES

CONNECTICUT STATUTES AND CODES

Article 8

• Sec. 42a-8-101. Short title: Uniform Commercial Code-Investment Securities.
• Sec. 42a-8-102. Definitions.
• Sec. 42a-8-103. Rules for determining whether certain obligations and interests are securities or financial assets.
• Sec. 42a-8-104. Acquisition of security or financial asset or interest therein.
• Sec. 42a-8-105. Notice of adverse claim.
• Sec. 42a-8-106. Control.
• Sec. 42a-8-107. Whether endorsement, instruction or entitlement order is effective.
• Sec. 42a-8-108. Warranties in direct holding.
• Sec. 42a-8-109. Warranties in indirect holding.
• Sec. 42a-8-110. Applicability; choice of law.
• Sec. 42a-8-111. Clearing corporation rules.
• Sec. 42a-8-112. Creditor's legal process.
• Sec. 42a-8-113. Statute of frauds inapplicable.
• Sec. 42a-8-114. Evidentiary rules concerning certificated securities.
• Sec. 42a-8-115. Securities intermediary and others not liable to adverse claimant.
• Sec. 42a-8-116. Securities intermediary as purchaser.
• Sec. 42a-8-201. Issuer.
• Sec. 42a-8-202. Issuer's responsibility and defenses; notice of defect or defense.
• Sec. 42a-8-203. Staleness as notice of defect or defense.
• Sec. 42a-8-204. Effect of issuer's restriction on transfer.
• Sec. 42a-8-205. Effect of unauthorized signature on security certificate.
• Sec. 42a-8-206. Completion or alteration of security certificate.
• Sec. 42a-8-207. Rights and duties of issuer with respect to registered owners.
• Sec. 42a-8-208. Effect of signature of authenticating trustee, registrar or transfer agent.
• Sec. 42a-8-209. Issuer's lien.
• Sec. 42a-8-210. Overissue.
• Sec. 42a-8-301. Delivery.
• Sec. 42a-8-302. Rights of purchaser.
• Sec. 42a-8-303. Protected purchaser.
• Sec. 42a-8-304. Endorsement.
• Sec. 42a-8-305. Instruction.
• Sec. 42a-8-306. Effect of guaranteeing signature, endorsement or instruction.
• Sec. 42a-8-307. Purchaser's right to requisites for registration of transfer.
• Secs. 42a-8-308 to 42a-8-321. Endorsements; instructions. Effect of endorsement without delivery. Endorsement of certificated security in bearer form. Effect of unauthorized endorsement or instruction
• Sec. 42a-8-401. Duty of issuer to register transfer.
• Sec. 42a-8-402. Assurance that endorsement or instruction is effective.
• Sec. 42a-8-403. Demand that issuer not register transfer.
• Sec. 42a-8-404. Wrongful registration.
• Sec. 42a-8-405. Replacement of lost, destroyed or wrongfully taken security certificate.
• Sec. 42a-8-406. Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate.
• Sec. 42a-8-407. Authenticating trustee, transfer agent and registrar.
• Sec. 42a-8-408. Statement of uncertificated securities.
• Sec. 42a-8-501. Securities account; acquisition of security entitlement from securities intermediary.
• Sec. 42a-8-502. Assertion of adverse claim against entitlement holder.
• Sec. 42a-8-503. Property interest of entitlement holder in financial asset held by securities intermediary.
• Sec. 42a-8-504. Duty of securities intermediary to maintain financial asset.
• Sec. 42a-8-505. Duty of securities intermediary with respect to payments and distributions.
• Sec. 42a-8-506. Duty of securities intermediary to exercise rights as directed by entitlement holder.
• Sec. 42a-8-507. Duty of securities intermediary to comply with entitlement order.
• Sec. 42a-8-508. Duty of securities intermediary to change entitlement holder's position to other form of security holding.
• Sec. 42a-8-509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement hold
• Sec. 42a-8-510. Rights of purchaser of security entitlement from entitlement holder.
• Sec. 42a-8-511. Priority among security interests and entitlement holders.
• Sec. 42a-8-601. Savings clause.

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