CONNECTICUT STATUTES AND CODES
Sec. 7-473c. Neutral Arbitrator Selection Committee. Panel of neutral arbitrators. Mandatory binding arbitration; procedure; apportionment of costs. Rejection of award by legislative body of the munic
Sec. 7-473c. Neutral Arbitrator Selection Committee. Panel of neutral arbitrators. Mandatory binding arbitration; procedure; apportionment of costs. Rejection of award by legislative body of the municipal employer. Second arbitration
format. (a) The Labor Commissioner shall appoint a Neutral Arbitrator Selection Committee consisting of ten members, five of whom shall represent the interests of employees
and employee organizations and five of whom shall represent the interests of municipal
employers, provided one of the members representing the interests of municipal employers shall be a representative of the Connecticut Conference of Municipalities. The members of the selection committee shall serve for a term of four years. Arbitrators may
be removed for good cause. The selection committee shall appoint a panel of neutral
arbitrators consisting of not less than twenty impartial persons representing the interests
of the public in general to serve as provided in this section. Each member of the panel
shall be a resident of the state and shall be selected by a unanimous vote of the selection
committee. The members of the panel shall serve for a term of two years.
(b) (1) If neither the municipal employer nor the municipal employee organization
has requested the arbitration services of the State Board of Mediation and Arbitration
(A) within one hundred eighty days after the certification or recognition of a newly
certified or recognized municipal employee organization required to commence negotiations pursuant to section 7-473a, or (B) within thirty days after the expiration of the
current collective bargaining agreement, or within thirty days after the specified date
for implementation of reopener provisions in an existing collective bargaining
agreement, or within thirty days after the date the parties to an existing collective bargaining agreement commence negotiations to revise said agreement on any matter affecting wages, hours, and other conditions of employment, said board shall notify the
municipal employer and municipal employee organization that one hundred eighty days
have passed since the certification or recognition of the newly certified or recognized
municipal employee organization, or that thirty days have passed since the specified
date for implementation of reopener provisions in an existing agreement, or the date the
parties commenced negotiations to revise an existing agreement on any matter affecting
wages, hours and other conditions of employment or the expiration of such collective
bargaining agreement and that binding and final arbitration is now imposed on them,
provided written notification of such imposition shall be sent by registered mail or
certified mail, return receipt requested, to each party.
(2) Within ten days of receipt of the written notification required pursuant to subdivision (1) of this subsection, the chief executive officer of the municipal employer and
the executive head of the municipal employee organization each shall select one member
of the arbitration panel. Within five days of their appointment, the two members of the
arbitration panel shall select a third member, who shall be an impartial representative
of the interests of the public in general and who shall be selected from the panel of neutral
arbitrators appointed pursuant to subsection (a) of this section. Such third member shall
be the chairperson of the panel.
(3) In the event that the municipal employer or the municipal employee organization
have not selected their respective members of the arbitration panel or the two members
of the panel have not selected the third member, the State Board of Mediation and
Arbitration shall appoint such members as are needed to complete the panel, provided
(A) the member or members so appointed are residents of this state, and (B) the selection
of the third member of the panel by the State Board of Mediation and Arbitration shall
be made at random from among the members of the panel of neutral arbitrators appointed
pursuant to subsection (a) of this section.
(c) Within ten days of appointment of the chairperson, the arbitration panel shall,
by call of its chairperson, hold a hearing within the municipality involved. At least five
days prior to such hearing, a written notice of the time and place of such hearing shall
be sent to the municipal employer, the municipal employee organization and the other
members of the panel. The chairperson of the panel shall preside over such hearing.
Any member of the panel shall have the power to take testimony, to administer oaths
and to summon, by subpoena, any person whose testimony may be pertinent to the
matters before said panel, together with any records or other documents relating to such
matters. In the case of contumacy or refusal to obey a subpoena issued to any person,
the Superior Court, upon application by the panel, shall have jurisdiction to order such
person to appear before the panel to produce evidence or to give testimony touching the
matter under investigation or in question, and any failure to obey such order may be
punished by said court as a contempt thereof.
(d) (1) The hearing may, at the discretion of the panel, be continued and shall be
concluded within twenty days after its commencement. Not less than two days prior to
the commencement of the hearing, each party shall file with the chairperson of the panel,
and deliver to the other party, a proposed collective bargaining agreement, in numbered
paragraphs, which such party is willing to execute and cost data for all provisions of
such proposed agreement. At the commencement of the hearing each party shall file
with the panel a reply setting forth (A) those paragraphs of the proposed agreement of
the other party which it is willing to accept, and (B) those paragraphs of the proposed
agreement of the other party which it is unwilling to accept, together with any alternative
contract language which such party would accept in lieu of those paragraphs of the
proposed agreement of the other party which it is unwilling to accept. At any time prior
to the issuance of a decision by the panel, the parties may jointly file with the panel
stipulations setting forth the agreement provisions which both parties have agreed to
accept.
(2) Within five days after the conclusion of the taking of testimony, the panel shall
forward to each party an arbitration statement, approved by a majority vote of the panel,
setting forth all agreement provisions agreed upon by both parties in the proposed
agreements and the replies, and in the stipulations, and stating, in numbered paragraphs,
those issues which are unresolved.
(3) Within ten days after the conclusion of the taking of testimony, the parties shall
file with the secretary of the State Board of Mediation and Arbitration five copies of
their statements of last best offer setting forth, in numbered paragraphs corresponding
to the statement of unresolved issues contained in the arbitration statement, the final
agreement provisions proposed by such party. Immediately upon receipt of both statement of last best offer or upon the expiration of the time for filing such statements of
last best offer, whichever is sooner, said secretary shall distribute a copy of each such
statement of last best offer to the opposing party.
(4) Within seven days after the distribution of the statements of last best offer or
within seven days of the expiration of the time for filing the statements of last best
offer, whichever is sooner, the parties may file with the secretary of the State Board of
Mediation and Arbitration five copies of their briefs on the unresolved issues. Immediately upon receipt of both briefs or upon the expiration of the time for filing such briefs,
whichever is sooner, said secretary shall distribute a copy of each such brief to the
opposing party.
(5) Within five days after the distribution of the briefs on the unresolved issues or
within five days after the last day for filing such briefs, whichever is sooner, each party
may file with said secretary five copies of a reply brief, responding to the briefs on the
unresolved issues. Immediately upon receipt of the reply briefs or upon the expiration
of the time for filing such reply briefs, whichever is sooner, said secretary shall simultaneously distribute a copy of each such reply brief to the opposing party.
(6) Within twenty days after the last day for filing such reply briefs, the panel shall
issue, upon majority vote, and file with the State Board of Mediation and Arbitration
its decision on all unresolved issues set forth in the arbitration statement, and said secretary shall immediately and simultaneously distribute a copy thereof to each party. The
panel shall treat each unresolved issue set forth in the arbitration statement as a separate
question to be decided by it. In deciding each such question, the panel agreement shall
accept the final provision relating to such unresolved issue as contained in the statement
of last best offer of one party or the other. As part of the arbitration decision, each
member shall state the specific reasons and standards used in making a choice on each
unresolved issue.
(7) The parties may jointly file with the panel stipulations modifying, deferring or
waiving any or all provisions of this subsection.
(8) If the day for filing any document required or permitted to be filed under this
subsection falls on a day which is not a business day of the State Board of Mediation
and Arbitration then the time for such filing shall be extended to the next business day
of such board.
(9) In arriving at a decision, the arbitration panel shall give priority to the public
interest and the financial capability of the municipal employer, including consideration
of other demands on the financial capability of the municipal employer. The panel shall
further consider the following factors in light of such financial capability: (A) The negotiations between the parties prior to arbitration; (B) the interests and welfare of the
employee group; (C) changes in the cost of living; (D) the existing conditions of employment of the employee group and those of similar groups; and (E) the wages, salaries,
fringe benefits, and other conditions of employment prevailing in the labor market,
including developments in private sector wages and benefits.
(10) The decision of the panel and the resolved issues shall be final and binding upon
the municipal employer and the municipal employee organization except as provided in
subdivision (12) of this subsection and, if such award is not rejected by the legislative
body pursuant to said subdivision, except that a motion to vacate or modify such decision
may be made in accordance with sections 52-418 and 52-419.
(11) In regard to all proceedings undertaken pursuant to this subsection the secretary
of the State Board of Mediation and Arbitration shall serve as staff to the arbitration
panel.
(12) Within twenty-five days of the receipt of an arbitration award issued pursuant
to this section, the legislative body of the municipal employer may reject the award of
the arbitrators or single arbitrator by a two-thirds majority vote of the members of such
legislative body present at a regular or special meeting called and convened for such
purpose.
(13) Within ten days after such rejection, the legislative body or its authorized representative shall be required to state, in writing, the reasons for such vote and shall submit
such written statement to the State Board of Mediation and Arbitration and the municipal
employee organization. Within ten days after receipt of such notice, the municipal employee organization shall prepare a written response to such rejection and shall submit
it to the legislative body and the State Board of Mediation and Arbitration.
(14) Within ten days after receipt of such rejection notice, the State Board of Mediation and Arbitration shall select a review panel of three arbitrators or, if the parties
agree, a single arbitrator who are residents of Connecticut and labor relations arbitrators
approved by the American Arbitration Association and not members of the panel who
issued the rejected award. Such arbitrators or single arbitrator shall review the decision
on each such rejected issue. The review conducted pursuant to this subdivision shall be
limited to the record and briefs of the hearing pursuant to subsection (c) of this section,
the written explanation of the reasons for the vote and a written response by either
party. In conducting such review, the arbitrators or single arbitrator shall be limited to
consideration of the criteria set forth in subdivision (9) of this subsection. Such review
shall be completed within twenty days of the appointment of the arbitrators or single
arbitrator. The arbitrators or single arbitrator shall accept the last best offer of either of
the parties.
(15) Within five days after the completion of such review the arbitrators or single
arbitrator shall render a decision with respect to each rejected issue which shall be final
and binding upon the municipal employer and the employee organization except that a
motion to vacate or modify such award may be made in accordance with sections 52-418 and 52-419. The decision of the arbitrators or single arbitrator shall be in writing
and shall include specific reasons and standards used by each arbitrator in making a
decision on each issue. The decision shall be filed with the parties. The reasonable costs
of the arbitrators or single arbitrator and the cost of the transcript shall be paid by the
legislative body. Where the legislative body of a municipal employer is the town meeting, the board of selectmen shall perform all of the duties and shall have all of the
authority and responsibilities required of and granted to the legislative body under this
subsection.
(e) The cost of the arbitration panel shall be distributed among the parties in the
following manner: (1) The municipal employer shall pay the costs of the arbitrator
appointed by it, (2) the municipal employee organization shall pay the costs of the
arbitrator appointed by it, (3) the municipal employer and the municipal employee organization shall equally divide and pay the cost of the chairperson, and (4) the costs of
any arbitrator appointed by the State Board of Mediation and Arbitration shall be paid
by the party in whose absence the board appointed.
(f) A municipal employer and a municipal employee organization may, at any time,
file with the State Board of Mediation and Arbitration a joint stipulation modifying,
deferring or waiving any or all of the provisions of this section, or modifying, deferring
or waiving any or all of the provisions of a previously filed stipulation, and any such
stipulation shall be controlling over the provisions of this section or of any previously
filed stipulation.
(g) No party may submit for binding arbitration pursuant to this section any issue
or proposal which was not presented during the negotiation process, unless the submittal
of such additional issue or proposal is agreed to by the parties.
(P.A. 75-570, S. 7; P.A. 77-117; P.A. 82-37, S. 3; P.A. 84-242, S. 2; P.A. 85-18, S. 1; 85-31, S. 1; P.A. 87-11; 87-100,
S. 1; P.A. 92-84, S. 1, 7; 92-170, S. 18, 26; May Sp. Sess. P.A. 92-11, S. 53, 70; P.A. 93-17, S. 3, 6; P.A. 99-270, S. 1.)
History: P.A. 77-117 amended Subsec. (c) to include cost data for all provisions in collective bargaining agreements;
P.A. 82-37 provided that when contract reopener provisions have not been agreed to within 90 days of the contractual date
of implementation, mandatory binding arbitration shall be invoked; P.A. 84-242 amended Subsec. (a) to provide that the
board shall notify, in writing, the parties who have waived fact finding that binding arbitration is imposed on them; P.A.
85-18 amended Subsec. (c)(2) to establish a more specific and extensive list of factors to be considered by the arbitration
panel, including prior negotiations, public interest, employee interests, cost of living changes, existing conditions of employment of the employee group and prevailing conditions in the labor market; P.A. 85-31 amended Subsec. (c) to require
each panel member to state the reasons and standards used in making his arbitration decision; P.A. 87-11 amended Subsec.
(a) to provide that binding arbitration will be imposed when neither party requests arbitration within 90 days of starting
negotiations to revise a collective bargaining agreement; P.A. 87-100 added Subsec. (f) which limited the presentation of
new issues to binding arbitration; P.A. 92-84 added Subsec. (a) re neutral arbitrator selection committee and panel of
neutral arbitrators, relettered former Subsec. (a) as Subsec. (b), changed the time period for imposition of binding and final
arbitration from 90 days to 30 days, added requirements that the third member of an arbitration panel shall be selected
from the panel of neutral arbitrators, relettered former Subsecs. (b) and (c) as Subsecs. (c) and (d), respectively, required
the arbitration panel to give priority to the public interest and the financial capability of the municipal employer in arriving
at a decision, required the arbitration panel to consider developments in private sector wages and benefits, added Subsec.
(d)(5) providing for rejection of arbitration decision by the legislative body of the municipal employer, and relettered
former Subsecs. (d), (e) and (f) as Subsecs. (e), (f) and (g); P.A. 92-170 removed references to fact-finding, changed the
order for submission of last best offers and briefs in Subsec. (d), in Subdiv. (5) changed 30 days to 25 days, required the
municipal employee organization to prepare a written response when an award is rejected, changed the requirement that
arbitrators for the second round be members of the American Arbitration Association to labor relations arbitrators approved
by the association and residents of Connecticut, required the review in the second round to be limited to consideration of
the criteria set forth in Subdiv. (2), required the decision in the second round to be in writing and to include specific reasons
and standards used in making the decision on each issue, required the decision to be filed with the parties and specified
that the legislative body pay the costs and made technical changes, effective May 26, 1992, and applicable to arbitration
proceedings commencing on or after that date; May Sp. Sess. P.A. 92-11 made a technical change in Subsec. (b); P.A. 93-17 added new Subdivs. (1) and (2) in Subsec. (b) to require state board of mediation and arbitration to impose binding
arbitration on a newly certified municipal employee organization and a municipal employer if the parties fail to approve
an original collective bargaining agreement within 180 days after the employee organization is certified or recognized,
and redesignated existing Subdivs. (1) and (2) as Subparas. (A) and (B), respectively, effective April 21, 1993; P.A. 99-270 made technical changes, added Subdiv. indicators to Subsec. (b) and reorganized the Subdiv. indicators in Subsec. (d).
Cited. 175 C. 349. Standing to test constitutionality of binding arbitration provisions discussed. 181 C. 421. Cited. 185
C. 88. Municipal Employees Relations Act cited. 196 C. 192. "City not precluded from seeking a residency requirement
for policemen through collective bargaining"; constitutional considerations discussed. Id., 623. Cited. 200 C. 38. Cited.
201 C. 577. Cited. 204 C. 746. Municipal Employees Relations Act cited. 205 C. 116. Municipal Employees Relations
Act (MERA) cited. 210 C. 549; 212 C. 294. Sec. 7-467 et seq. cited. Id. Cited. 215 C. 14. Cited. 221 C. 244. Municipal
Employees Relations Act (MERA) cited. Id. Municipal Employees Relations Act (MERA) (Sec. 7-467 et seq.) cited. 225
C. 297. Cited. 234 C. 123. Municipal Employees Relations Act (MERA) Sec. 7-467 et seq. cited. Id. Cited. Id., 704. Cited.
238 C. 183. Cited. 239 C. 32.
Cited. 1 CA 207. Cited. 3 CA 1. Cited. 16 CA 232.
Cited. 40 CS 365. Secs. 7-467 through 7-477 cited; Sec. 7-468 et seq. also cited. 42 CS 227. Cited. 43 CS 470. Sec. 7-467 et seq. Municipal Employees Relations Act (MERA) cited. Id.
Subsec. (a):
Cited. 196 C. 623. Establishment of paramedic unit not a "condition of employment" within meaning of the statute and
therefore not subject to mandatory and binding arbitration. 221 C. 244. Cited. 223 C. 761.
Subsec. (d):
Subdiv. (1): Each panel member is not required to set forth the specific reasons and standards he used to make his
choice on each issue to be resolved. 48 CA 667. An award of damages punitive in nature is contrary to the public policy
stated in Subdiv (2). 49 CA 805.