350.195 - Financial adviser: Prohibited acts. - Nevada Statutes

350.195  Financial adviser: Prohibited acts.  A financial adviser who provides any report required pursuant to NRS 350.105 to 350.195, inclusive, must not:

      1.  Be;

      2.  Control;

      3.  Be controlled by; or

      4.  Be under common control with,

Ê an underwriter for the bonds if those bonds are sold at a negotiated sale.

      (Added to NRS by 1995, 1022)