STATE STATUTES & CODES
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NEVADA STATUTES AND CODES
LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES,INVESTMENT ADVISERS, REPRESENTATIVES OF INVESTMENT ADVISERS AND TRANSFER AGENTS
- 90.310 - Licensing of broker-dealers, sales representatives and transfer agents.
- 90.320 - Exempt broker-dealers and sales representatives.
- 90.330 - Licensing of investment advisers and representatives of investment advisers.
- 90.340 - Exempt investment advisers and representatives of investment advisers.
- 90.350 - Application. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational
- 90.360 - Licensing fees.
- 90.370 - Examinations: Requirement for licensure; administration; waiver.
- 90.372 - Eligibility of officer or director of issuer for waiver from examination for licensure as sales representative or broker-dealer.
- 90.375 - Application for issuance or renewal of license: Statement regarding obligation of child support required; grounds for denial of license; duty of Administrator. [Effective until the date of th
- 90.380 - Licensing: General provisions. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professi
- 90.390 - Requirements after licensing.
- 90.400 - Licensing of successor firms.
- 90.410 - Power of inspection.
- 90.415 - Fee for inspection of records.
- 90.420 - Grounds for denial, suspension, revocation, fine or condition.
- 90.430 - Denial, suspension, revocation, fine or condition on grounds of lack of qualification.
- 90.435 - Mandatory suspension of license for failure to pay child support or comply with certain subpoenas or warrants; reinstatement of license. [Effective until the date of the repeal of the federal
- 90.440 - Withdrawal.
- 90.450 - Custody of client’s securities and money.
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