1. The Administrator may charge a fee not to exceed 0.5 percent of the total value of each transaction involving the purchase, sale or other transfer of a security conducted by a securities exchange located in this State.
2. The Administrator may adopt by regulation or order, and shall cause to be published, a table of fees based upon the direct cost of regulating the securities exchange.
(Added to NRS by 1993, 2415; A 1997, 504; 2003, 20th Special Session, 115)
NRS 90.457 Use of unregistered exchange by broker-dealer or representative prohibited. A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453.
(Added to NRS by 1993, 2415)
Practice Areas: Bankruptcy
Practice Areas: Attorneys General