STATE STATUTES & CODES

NEW MEXICO STATUTES AND CODES

Article 8 - Investment Securities, 55-8-101 through 55-8-511.

• Section 55-8-101 - Short title.
• Section 55-8-102 - Definitions.
• Section 55-8-103 - Rules for determining whether certain obligations and interests are securities or financial assets.
• Section 55-8-104 - Acquisition of security or financial asset or interest therein.
• Section 55-8-105 - Notice of adverse claim.
• Section 55-8-106 - Control.
• Section 55-8-107 - Whether indorsement, instruction or entitlement order is effective.
• Section 55-8-108 - Warranties in direct holding.
• Section 55-8-109 - Warranties in indirect holding.
• Section 55-8-110 - Applicability; choice of law.
• Section 55-8-111 - Clearing corporation rules.
• Section 55-8-112 - Creditor's legal process.
• Section 55-8-113 - Statute of frauds inapplicable.
• Section 55-8-114 - Evidentiary rules concerning certificated securities.
• Section 55-8-115 - Securities intermediary and others not liable to adverse claimant.
• Section 55-8-116 - Securities intermediary as purchaser for value.
• Section 55-8-201 - Issuer.
• Section 55-8-202 - Issuer's responsibility and defenses; notice of defect or defense.
• Section 55-8-203 - Staleness as notice of defect or defense.
• Section 55-8-204 - Effect of issuer's restriction on transfer.
• Section 55-8-205 - Effect of unauthorized signature on security certificate.
• Section 55-8-206 - Completion or alteration of security certificate.
• Section 55-8-207 - Rights and duties of issuer with respect to registered owners.
• Section 55-8-208 - Effect of signature of authenticating trustee, registrar or transfer agent.
• Section 55-8-209 - Issuer's lien.
• Section 55-8-210 - Overissue.
• Section 55-8-301 - Delivery.
• Section 55-8-302 - Rights of purchaser.
• Section 55-8-303 - Protected purchaser.
• Section 55-8-304 - Indorsement.
• Section 55-8-305 - Instruction.
• Section 55-8-306 - Effect of guaranteeing signature, indorsement or instruction.
• Section 55-8-307 - Purchaser's right to requisites for registration of transfer.
• Section 55-8-308 to 55-8-321 - Repealed.
• Section 55-8-401 - Duty of issuer to register transfer.
• Section 55-8-402 - Assurance that indorsement or instruction is effective.
• Section 55-8-403 - Demand that issuer not register transfer.
• Section 55-8-404 - Wrongful registration.
• Section 55-8-405 - Replacement of lost, destroyed or wrongfully taken security certificate.
• Section 55-8-406 - Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate.
• Section 55-8-407 - Authenticating trustee, transfer agent and registrar.
• Section 55-8-408 - Repealed.
• Section 55-8-501 - Securities account; acquisition of security entitlement from securities intermediary.
• Section 55-8-502 - Assertion of adverse claim against entitlement holder.
• Section 55-8-503 - Property interest of entitlement holder in financial asset held by securities intermediary.
• Section 55-8-504 - Duty of securities intermediary to maintain financial asset.
• Section 55-8-505 - Duty of securities intermediary with respect to payments and distributions.
• Section 55-8-506 - Duty of securities intermediary to exercise rights as directed by entitlement holder.
• Section 55-8-507 - Duty of securities intermediary to comply with entitlement order.
• Section 55-8-508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding.
• Section 55-8-509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement h
• Section 55-8-510 - Rights of purchaser of security entitlement from entitlement holder.
• Section 55-8-511 - Priority among security interests and entitlement holders.

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