§ 66-262. Filing information. - North Carolina Statutes

§66‑262.  Filing information.

(a)        Each filingsubmitted to the Secretary shall contain all of the following information:

(1)        The name or names,including any assumed names, under which the telephonic seller is doing orintends to do business in this State.

(2)        The telephonicseller's business form and place of organization and, if the seller is acorporation, copies of its articles of incorporation and bylaws and amendmentsthereto, or if a partnership, a copy of the partnership agreement.

(3)        Complete streetaddress of the telephonic seller's principal place of business.

(4)        The complete streetaddress of each location from which telephone solicitations are placed by thetelephonic seller.

(5)        A listing of alltelephone numbers to be used by the telephonic seller, including area codes,and the complete street address of the business premises served by each number.

(6)        The name and titleof each principal.

(7)        The complete streetaddress of the residence, the date of birth, and the social security number of eachprincipal.

(8)        The true name,street address, date of birth, and the social security number of each roomoperator, together with the room operator's full employment history during thepreceding two years.

(9)        The name and addressof all banks or savings institutions where the telephonic seller maintainsdeposit accounts.

(10)      The name and addressof each long‑distance telephone carrier used by the telephonic seller.

(11)      A summary of eachcivil or criminal proceeding brought against the telephonic seller, any of itsprincipals, or any of its room operators during the preceding five years byfederal, State, or local officials relating to telephonic sales practices ofeach. The summary shall include the date each action was commenced, thecriminal or civil charges alleged, the case caption, the court file number, thecourt venue, and the disposition of the action. For purposes of this section, a"civil proceeding includes" means assurances of voluntary compliance,assurances of discontinuance, consent judgments, and similar agreementsexecuted with federal, State, or local officials.

(b)        For purposes ofthis section, "street address" does not include a private mailservice address. (1997‑482, s. 1.)