STATE STATUTES & CODES
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NORTH CAROLINA STATUTES AND CODES
Chapter 78A - North Carolina Securities Act.
- § 78A-1. Title.
- § 78A-2. Definitions.
- §§ 78A-3 through 78A-7. Reserved for future codification purposes.
- § 78A-8. Sales and purchases.
- § 78A-9. Misleading filings.
- § 78A-10. Unlawful representations concerning registration or exemption.
- § 78A-11. Unlawful telephone rooms.
- § 78A-12. Manipulation of market.
- § 78A-13. Disclosures required in offer and sale of viaticals.
- § 78A-14. Advertising of Viatical Settlement Contracts.
- § 78A-15. Reserved for future codification purposes.
- § 78A-16. Exempt securities.
- § 78A-17. Exempt transactions.
- § 78A-18. Denial and revocation of exemptions.
- §§ 78A-19 through 78A-23. Reserved for future codification purposes.
- § 78A-24. Registration requirement.
- § 78A-25. Registration by notification.
- § 78A-26. Registration by coordination.
- § 78A-27. Registration by qualification.
- § 78A-28. Provisions applicable to registration generally.
- § 78A-29. Denial, suspension, and revocation of registration.
- § 78A-30. Application to exchange securities.
- § 78A-31. Notice filings for securities covered under federal law.
- §§ 78A-32 through 78A-35. Reserved for future codification purposes.
- § 78A-36. Registration requirement.
- § 78A-36.1. Limited registration of Canadian dealers and salesmen.
- § 78A-37. Registration procedure.
- § 78A-38. Post-registration provisions.
- § 78A-39. Denial, revocation, suspension, censure, cancellation, and withdrawal of registration.
- § 78A-40. Alternative methods of registration.
- §§ 78A-41 through 78A-44. Reserved for future codification purposes.
- § 78A-45. Administration of Chapter.
- § 78A-46. Investigations and subpoenas.
- § 78A-47. Injunctions; cease and desist orders.
- § 78A-48. Judicial review of orders.
- § 78A-49. Rules, forms, orders, and hearings.
- § 78A-50. Administrative files and opinions.
- §§ 78A-51 through 78A-55. Reserved for future codification purposes.
- § 78A-56. Civil liabilities.
- § 78A-57. Criminal penalties.
- § 78A-58. Obstruction of investigation.
- §§ 78A-59 through 78A-62. Reserved for future codification purposes.
- § 78A-63. Scope of the Chapter; service of process.
- § 78A-64. Statutory policy.
- § 78A-65. Repeal and saving provisions.
- § 78A-66. Jurisdictional limitations.
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