STATE STATUTES & CODES

NORTH CAROLINA STATUTES AND CODES

Chapter 78C - Investment Advisers.

• § 78C-1. Title.
• § 78C-2. Definitions.
• §§ 78C-3 through 78C-7: Reserved for future codification purposes.
• § 78C-8. Advisory activities.
• § 78C-9. Misleading filings.
• § 78C-10. Unlawful representations concerning registration or exemption.
• §§ 78C-11 through 78C-15: Reserved for future codification purposes.
• § 78C-16. Registration and notice filing requirement.
• § 78C-17. Registration and notice filing procedures.
• § 78C-18. Post-registration provisions.
• § 78C-19. Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration.
• § 78C-20. Methods of registration.
• §§ 78C-21 through 78C-25: Reserved for future codification purposes.
• § 78C-26. Administration of Chapter.
• § 78C-27. Investigations and subpoenas.
• § 78C-28. Injunctions; cease and desist orders; civil penalties.
• § 78C-29. Judicial review of orders.
• § 78C-30. Rules, forms, orders, and hearings.
• § 78C-31. Administrative files and opinions.
• §§ 78C-32 through 78C-37: Reserved for future codification purposes.
• § 78C-38. Civil liabilities.
• § 78C-39. Criminal penalties.
• § 78C-40. Burden of proof.
• §§ 78C-41 through 78C-45: Reserved for future codification purposes.
• § 78C-46. Scope of the Chapter; service of process.
• § 78C-47. Statutory policy.
• § 78C-48. Severability of provisions.
• §§ 78C-49 through 78C-59. Reserved for future codification purposes.
• §§ 78C-60 through 78C-62: Expired.
• §§ 78C-63 through 78C-70. Reserved for future codification purposes.
• §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.
• §§ 78C-82 through 78C-84. Reserved for future codification purposes.
• § 78C-85. Title.
• § 78C-86. Definitions.
• § 78C-87. Service of process; subpoenas.
• § 78C-88. Athlete agents; registration required; exceptions; void contracts.
• § 78C-89. Registration as athlete agent; form; requirements.
• § 78C-90. Certificate of registration; issuance or denial; renewal.
• § 78C-91. Suspension; revocation; refusal to renew registration.
• § 78C-92. Temporary registration.
• § 78C-93. Registration; renewal of fees.
• § 78C-94. Required form of contract.
• § 78C-95. Notice to educational institution.
• § 78C-96. Student-athlete's right to cancel.
• § 78C-97. Required records; waiver of attorney-client privilege.
• § 78C-98. Prohibited conduct.
• § 78C-99. Criminal penalties.
• § 78C-100. Civil remedies.
• § 78C-101. Administrative penalty.
• § 78C-102. Uniformity of application and construction.
• § 78C-103. Electronic Signatures in Global and National Commerce Act.
• § 78C-104. Severability.
• § 78C-105. Rules.

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