§ 6A-8-407 - Authenticating trustee, transfer agent, and registrar. - Rhode Island Statutes

SECTION 6A-8-407

   § 6A-8-407  Authenticating trustee,transfer agent, and registrar. – A person acting as authenticating trustee, transfer agent, registrar, or otheragent for an issuer in the registration of a transfer of its securities, in theissue of new security certificates or uncertificated securities, or in thecancellation of surrendered security certificates has the same obligation tothe holder or owner of a certificated or uncertificated security with regard tothe particular functions performed as the issuer has in regard to thosefunctions.