CODE OF CRIMINAL PROCEDURE
TITLE 1. CODE OF CRIMINAL PROCEDURE
CHAPTER 37. THE VERDICT
Art. 37.01. VERDICT. A "verdict" is a written declaration by a
jury of its decision of the issue submitted to it in the case.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722.
Art. 37.02. VERDICT BY NINE JURORS. In misdemeanor cases in the
district court, where one or more jurors have been discharged
from serving after the cause has been submitted to them, if all
the alternate jurors selected under Article 33.011 of this code
have either been seated or discharged, and there be as many as
nine of the jurors remaining, those remaining may render and
return a verdict; but in such case, the verdict must be signed by
each juror rendering it.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722.
Amended by Acts 1983, 68th Leg., p. 4594, ch. 775, Sec. 4, eff.
Aug. 29, 1983.
Art. 37.03. IN COUNTY COURT. In the county court the verdict
must be concurred in by each juror.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722.
Art. 37.04. WHEN JURY HAS AGREED. When the jury agrees upon a
verdict, it shall be brought into court by the proper officer;
and if it states that it has agreed, the verdict shall be read
aloud by the judge, the foreman, or the clerk. If in proper form
and no juror dissents therefrom, and neither party requests a
poll of the jury, the verdict shall be entered upon the minutes
of the court.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722. Amended by Acts
1981, 67th Leg., p. 171, ch. 78, Sec. 1, eff. April 30, 1981.
Art. 37.05. POLLING THE JURY. The State or the defendant shall
have the right to have the jury polled, which is done by calling
separately the name of each juror and asking him if the verdict
is his. If all, when asked, answer in the affirmative, the
verdict shall be entered upon the minutes; but if any juror
answer in the negative, the jury shall retire again to consider
its verdict.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722.
Art. 37.06. PRESENCE OF DEFENDANT. In felony cases the defendant
must be present when the verdict is read unless his absence is
wilful or voluntary. A verdict in a misdemeanor case may be
received and read in the absence of the defendant.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722.
Art. 37.07. VERDICT MUST BE GENERAL; SEPARATE HEARING ON PROPER
PUNISHMENT.
Sec. 1. (a) The verdict in every criminal action must be general.
When there are special pleas on which a jury is to find they must
say in their verdict that the allegations in such pleas are true
or untrue.
(b) If the plea is not guilty, they must find that the defendant
is either guilty or not guilty, and, except as provided in
Section 2, they shall assess the punishment in all cases where
the same is not absolutely fixed by law to some particular
penalty.
(c) If the charging instrument contains more than one count or if
two or more offenses are consolidated for trial pursuant to
Chapter 3 of the Penal Code, the jury shall be instructed to
return a finding of guilty or not guilty in a separate verdict as
to each count and offense submitted to them.
Sec. 2. (a) In all criminal cases, other than misdemeanor cases
of which the justice court or municipal court has jurisdiction,
which are tried before a jury on a plea of not guilty, the judge
shall, before argument begins, first submit to the jury the issue
of guilt or innocence of the defendant of the offense or offenses
charged, without authorizing the jury to pass upon the punishment
to be imposed. If the jury fails to agree on the issue of guilt
or innocence, the judge shall declare a mistrial and discharge
the jury, and jeopardy does not attach in the case.
(b) Except as provided by Article 37.071 or 37.072, if a finding
of guilty is returned, it shall then be the responsibility of the
judge to assess the punishment applicable to the offense;
provided, however, that (1) in any criminal action where the jury
may recommend community supervision and the defendant filed his
sworn motion for community supervision before the trial began,
and (2) in other cases where the defendant so elects in writing
before the commencement of the voir dire examination of the jury
panel, the punishment shall be assessed by the same jury, except
as provided in Section 3(c) of this article and in Article 44.29.
If a finding of guilty is returned, the defendant may, with the
consent of the attorney for the state, change his election of one
who assesses the punishment.
(c) Punishment shall be assessed on each count on which a finding
of guilty has been returned.
Sec. 3. Evidence of prior criminal record in all criminal cases
after a finding of guilty.
(a)(1) Regardless of the plea and whether the punishment be
assessed by the judge or the jury, evidence may be offered by the
state and the defendant as to any matter the court deems relevant
to sentencing, including but not limited to the prior criminal
record of the defendant, his general reputation, his character,
an opinion regarding his character, the circumstances of the
offense for which he is being tried, and, notwithstanding Rules
404 and 405, Texas Rules of Evidence, any other evidence of an
extraneous crime or bad act that is shown beyond a reasonable
doubt by evidence to have been committed by the defendant or for
which he could be held criminally responsible, regardless of
whether he has previously been charged with or finally convicted
of the crime or act. A court may consider as a factor in
mitigating punishment the conduct of a defendant while
participating in a program under Chapter 17 as a condition of
release on bail. Additionally, notwithstanding Rule 609(d), Texas
Rules of Evidence, and subject to Subsection (h), evidence may be
offered by the state and the defendant of an adjudication of
delinquency based on a violation by the defendant of a penal law
of the grade of:
(A) a felony; or
(B) a misdemeanor punishable by confinement in jail.
(2) Notwithstanding Subdivision (1), evidence may not be offered
by the state to establish that the race or ethnicity of the
defendant makes it likely that the defendant will engage in
future criminal conduct.
(b) After the introduction of such evidence has been concluded,
and if the jury has the responsibility of assessing the
punishment, the court shall give such additional written
instructions as may be necessary and the order of procedure and
the rules governing the conduct of the trial shall be the same as
are applicable on the issue of guilt or innocence.
(c) If the jury finds the defendant guilty and the matter of
punishment is referred to the jury, the verdict shall not be
complete until a jury verdict has been rendered on both the guilt
or innocence of the defendant and the amount of punishment. In
the event the jury shall fail to agree on the issue of
punishment, a mistrial shall be declared only in the punishment
phase of the trial, the jury shall be discharged, and no jeopardy
shall attach. The court shall impanel another jury as soon as
practicable to determine the issue of punishment.
(d) When the judge assesses the punishment, he may order an
investigative report as contemplated in Section 9 of Article
42.12 of this code and after considering the report, and after
the hearing of the evidence hereinabove provided for, he shall
forthwith announce his decision in open court as to the
punishment to be assessed.
(e) Nothing herein contained shall be construed as affecting the
admissibility of extraneous offenses on the question of guilt or
innocence.
(f) In cases in which the matter of punishment is referred to a
jury, either party may offer into evidence the availability of
community corrections facilities serving the jurisdiction in
which the offense was committed.
(g) On timely request of the defendant, notice of intent to
introduce evidence under this article shall be given in the same
manner required by Rule 404(b), Texas Rules of Evidence. If the
attorney representing the state intends to introduce an
extraneous crime or bad act that has not resulted in a final
conviction in a court of record or a probated or suspended
sentence, notice of that intent is reasonable only if the notice
includes the date on which and the county in which the alleged
crime or bad act occurred and the name of the alleged victim of
the crime or bad act. The requirement under this subsection that
the attorney representing the state give notice applies only if
the defendant makes a timely request to the attorney representing
the state for the notice.
(h) Regardless of whether the punishment will be assessed by the
judge or the jury, neither the state nor the defendant may offer
before sentencing evidence that the defendant plans to undergo an
orchiectomy.
(i) Evidence of an adjudication for conduct that is a violation
of a penal law of the grade of misdemeanor punishable by
confinement in jail is admissible only if the conduct upon which
the adjudication is based occurred on or after January 1, 1996.
Sec. 4. (a) In the penalty phase of the trial of a felony case
in which the punishment is to be assessed by the jury rather than
the court, if the offense of which the jury has found the
defendant guilty is listed in Section 3g(a)(1), Article 42.12, of
this code or if the judgment contains an affirmative finding
under Section 3g(a)(2), Article 42.12, of this code, unless the
defendant has been convicted of an offense under Section 21.02,
Penal Code, an offense under Section 22.021, Penal Code, that is
punishable under Subsection (f) of that section, or a capital
felony, the court shall charge the jury in writing as follows:
"Under the law applicable in this case, the defendant, if
sentenced to a term of imprisonment, may earn time off the period
of incarceration imposed through the award of good conduct time.
Prison authorities may award good conduct time to a prisoner who
exhibits good behavior, diligence in carrying out prison work
assignments, and attempts at rehabilitation. If a prisoner
engages in misconduct, prison authorities may also take away all
or part of any good conduct time earned by the prisoner.
"It is also possible that the length of time for which the
defendant will be imprisoned might be reduced by the award of
parole.
"Under the law applicable in this case, if the defendant is
sentenced to a term of imprisonment, he will not become eligible
for parole until the actual time served equals one-half of the
sentence imposed or 30 years, whichever is less, without
consideration of any good conduct time he may earn. If the
defendant is sentenced to a term of less than four years, he must
serve at least two years before he is eligible for parole.
Eligibility for parole does not guarantee that parole will be
granted.
"It cannot accurately be predicted how the parole law and good
conduct time might be applied to this defendant if he is
sentenced to a term of imprisonment, because the application of
these laws will depend on decisions made by prison and parole
authorities.
"You may consider the existence of the parole law and good
conduct time. However, you are not to consider the extent to
which good conduct time may be awarded to or forfeited by this
particular defendant. You are not to consider the manner in
which the parole law may be applied to this particular
defendant."
(b) In the penalty phase of the trial of a felony case in which
the punishment is to be assessed by the jury rather than the
court, if the offense is punishable as a felony of the first
degree, if a prior conviction has been alleged for enhancement of
punishment as provided by Section 12.42(b), (c)(1) or (2), or
(d), Penal Code, or if the offense is a felony not designated as
a capital felony or a felony of the first, second, or third
degree and the maximum term of imprisonment that may be imposed
for the offense is longer than 60 years, unless the offense of
which the jury has found the defendant guilty is an offense that
is punishable under Section 21.02(h), Penal Code, or is listed in
Section 3g(a)(1), Article 42.12, of this code or the judgment
contains an affirmative finding under Section 3g(a)(2), Article
42.12, of this code, the court shall charge the jury in writing
as follows:
"Under the law applicable in this case, the defendant, if
sentenced to a term of imprisonment, may earn time off the period
of incarceration imposed through the award of good conduct time.
Prison authorities may award good conduct time to a prisoner who
exhibits good behavior, diligence in carrying out prison work
assignments, and attempts at rehabilitation. If a prisoner
engages in misconduct, prison authorities may also take away all
or part of any good conduct time earned by the prisoner.
"It is also possible that the length of time for which the
defendant will be imprisoned might be reduced by the award of
parole.
"Under the law applicable in this case, if the defendant is
sentenced to a term of imprisonment, he will not become eligible
for parole until the actual time served plus any good conduct
time earned equals one-fourth of the sentence imposed or 15
years, whichever is less. Eligibility for parole does not
guarantee that parole will be granted.
"It cannot accurately be predicted how the parole law and good
conduct time might be applied to this defendant if he is
sentenced to a term of imprisonment, because the application of
these laws will depend on decisions made by prison and parole
authorities.
"You may consider the existence of the parole law and good
conduct time. However, you are not to consider the extent to
which good conduct time may be awarded to or forfeited by this
particular defendant. You are not to consider the manner in
which the parole law may be applied to this particular
defendant."
(c) In the penalty phase of the trial of a felony case in which
the punishment is to be assessed by the jury rather than the
court, if the offense is punishable as a felony of the second or
third degree, if a prior conviction has been alleged for
enhancement as provided by Section 12.42(a), Penal Code, or if
the offense is a felony not designated as a capital felony or a
felony of the first, second, or third degree and the maximum term
of imprisonment that may be imposed for the offense is 60 years
or less, unless the offense of which the jury has found the
defendant guilty is listed in Section 3g(a)(1), Article 42.12, of
this code or the judgment contains an affirmative finding under
Section 3g(a)(2), Article 42.12, of this code, the court shall
charge the jury in writing as follows:
"Under the law applicable in this case, the defendant, if
sentenced to a term of imprisonment, may earn time off the period
of incarceration imposed through the award of good conduct time.
Prison authorities may award good conduct time to a prisoner who
exhibits good behavior, diligence in carrying out prison work
assignments, and attempts at rehabilitation. If a prisoner
engages in misconduct, prison authorities may also take away all
or part of any good conduct time earned by the prisoner.
"It is also possible that the length of time for which the
defendant will be imprisoned might be reduced by the award of
parole.
"Under the law applicable in this case, if the defendant is
sentenced to a term of imprisonment, he will not become eligible
for parole until the actual time served plus any good conduct
time earned equals one-fourth of the sentence imposed.
Eligibility for parole does not guarantee that parole will be
granted.
"It cannot accurately be predicted how the parole law and good
conduct time might be applied to this defendant if he is
sentenced to a term of imprisonment, because the application of
these laws will depend on decisions made by prison and parole
authorities.
"You may consider the existence of the parole law and good
conduct time. However, you are not to consider the extent to
which good conduct time may be awarded to or forfeited by this
particular defendant. You are not to consider the manner in which
the parole law may be applied to this particular defendant."
(d) This section does not permit the introduction of evidence on
the operation of parole and good conduct time laws.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722. Amended by Acts
1967, 60th Leg., p. 1739, ch. 659, Sec. 22, eff. Aug. 28, 1967;
Acts 1973, 63rd Leg., p. 971, ch. 399, Sec. 2(A), eff. Jan. 1,
1974; Acts 1973, 63rd Leg., p. 1126, ch. 426, art. 3, Sec. 2,
eff. June 14, 1973.
Sec. 3(d) amended by Acts 1981, 67th Leg., p. 2466, ch. 639, Sec.
1, eff. Sept. 1, 1981; Sec. 2(b) amended by Acts 1985, 69th Leg.,
ch. 291, Sec. 1, eff. Sept. 1, 1985; Sec. 3(a) amended by Acts
1985, 69th Leg., ch. 685, Sec. 8(b), eff. Aug. 26, 1985; Sec. 4
added by Acts 1985, 69th Leg., ch. 576, Sec. 1, eff. Sept. 1,
1985; Sec. 2(b) amended by Acts 1987, 70th Leg., ch. 179, Sec. 2,
eff. Aug. 31, 1987; Sec. 3(a) amended by Acts 1987, 70th Leg.,
ch. 385, Sec. 19, eff. Sept. 1, 1987; Acts 1987, 70th Leg., ch.
386, Sec. 1, eff. Sept. 1, 1987; Sec. 4 amended by Acts 1987,
70th Leg., ch. 66, Sec. 1, eff. May 6, 1987; Acts 1987, 70th
Leg., ch. 1101, Sec. 15, eff. Sept. 1, 1987; Acts 1989, 71st
Leg., ch. 103, Sec. 1; Sec. 3(a) amended by Acts 1989, 71st Leg.,
ch. 785, Sec. 4.04, eff. Sept. 1, 1989; Sec. 3(f) added by Acts
1990, 71st Leg., 6th C.S., ch. 25, Sec. 30, eff. June 18, 1990;
Sec. 3(a) amended by Acts 1993, 73rd Leg., ch. 900, Sec. 5.05,
eff. Sept. 1, 1993; Sec. 3(d) amended by Acts 1993, 73rd Leg.,
ch. 900, Sec. 5.01, eff. Sept. 1, 1993; Sec. 3(g) added by Acts
1993, 73rd Leg., ch. 900, Sec. 5.06, eff. Sept. 1, 1993; Sec. 4
amended by Acts 1993, 73rd Leg., ch. 900, Sec. 5.02, eff. Sept.
1, 1993; Sec. 3(a) amended by Acts 1995, 74th Leg., ch. 262, Sec.
82, eff. Jan. 1, 1996; Sec. 3(a) amended by Acts 1997, 75th Leg.,
ch. 1086, Sec. 31, eff. Sept. 1, 1997; Sec. 3(h) added by Acts
1997, 75th Leg., ch. 144, Sec. 2, eff. May 20, 1997; Sec. 3(h)
added by Acts 1997, 75th Leg., ch. 1086, Sec. 31, eff. Sept. 1,
1997; relettered as Sec. 3(i) by Acts 1999, 76th Leg., ch. 62,
Sec. 19.01(7), eff. Sept. 1, 1999; Sec. 3(a) amended by Acts
2001, 77th Leg., ch. 585, Sec. 1, eff. Sept. 1, 2001.
Amended by:
Acts 2005, 79th Leg., Ch.
660, Sec. 1, eff. September 1, 2005.
Acts 2005, 79th Leg., Ch.
660, Sec. 2, eff. September 1, 2005.
Acts 2005, 79th Leg., Ch.
728, Sec. 4.003, eff. September 1, 2005.
Acts 2007, 80th Leg., R.S., Ch.
593, Sec. 3.14, eff. September 1, 2007.
Acts 2007, 80th Leg., R.S., Ch.
593, Sec. 3.15, eff. September 1, 2007.
Art. 37.071. PROCEDURE IN CAPITAL CASE.
Sec. 1. If a defendant is found guilty in a capital felony case
in which the state does not seek the death penalty, the judge
shall sentence the defendant to life imprisonment without parole.
Sec. 2. (a)
(1) If a defendant is tried for a capital offense in which the
state seeks the death penalty, on a finding that the defendant is
guilty of a capital offense, the court shall conduct a separate
sentencing proceeding to determine whether the defendant shall be
sentenced to death or life imprisonment without parole. The
proceeding shall be conducted in the trial court and, except as
provided by Article 44.29(c) of this code, before the trial jury
as soon as practicable. In the proceeding, evidence may be
presented by the state and the defendant or the defendant's
counsel as to any matter that the court deems relevant to
sentence, including evidence of the defendant's background or
character or the circumstances of the offense that mitigates
against the imposition of the death penalty. This subdivision
shall not be construed to authorize the introduction of any
evidence secured in violation of the Constitution of the United
States or of the State of Texas. The state and the defendant or
the defendant's counsel shall be permitted to present argument
for or against sentence of death. The introduction of evidence
of extraneous conduct is governed by the notice requirements of
Section 3(g), Article 37.07. The court, the attorney
representing the state, the defendant, or the defendant's counsel
may not inform a juror or a prospective juror of the effect of a
failure of a jury to agree on issues submitted under Subsection
(c) or (e).
(2) Notwithstanding Subdivision (1), evidence may not be offered
by the state to establish that the race or ethnicity of the
defendant makes it likely that the defendant will engage in
future criminal conduct.
(b) On conclusion of the presentation of the evidence, the court
shall submit the following issues to the jury:
(1) whether there is a probability that the defendant would
commit criminal acts of violence that would constitute a
continuing threat to society; and
(2) in cases in which the jury charge at the guilt or innocence
stage permitted the jury to find the defendant guilty as a party
under Sections 7.01 and 7.02, Penal Code, whether the defendant
actually caused the death of the deceased or did not actually
cause the death of the deceased but intended to kill the deceased
or another or anticipated that a human life would be taken.
(c) The state must prove each issue submitted under Subsection
(b) of this article beyond a reasonable doubt, and the jury shall
return a special verdict of "yes" or "no" on each issue submitted
under Subsection (b) of this Article.
(d) The court shall charge the jury that:
(1) in deliberating on the issues submitted under Subsection (b)
of this article, it shall consider all evidence admitted at the
guilt or innocence stage and the punishment stage, including
evidence of the defendant's background or character or the
circumstances of the offense that militates for or mitigates
against the imposition of the death penalty;
(2) it may not answer any issue submitted under Subsection (b) of
this article "yes" unless it agrees unanimously and it may not
answer any issue "no" unless 10 or more jurors agree; and
(3) members of the jury need not agree on what particular
evidence supports a negative answer to any issue submitted under
Subsection (b) of this article.
(e)(1) The court shall instruct the jury that if the jury
returns an affirmative finding to each issue submitted under
Subsection (b), it shall answer the following issue:
Whether, taking into consideration all of the evidence, including
the circumstances of the offense, the defendant's character and
background, and the personal moral culpability of the defendant,
there is a sufficient mitigating circumstance or circumstances to
warrant that a sentence of life imprisonment without parole
rather than a death sentence be imposed.
(2) The court shall:
(A) instruct the jury that if the jury answers that a
circumstance or circumstances warrant that a sentence of life
imprisonment without parole rather than a death sentence be
imposed, the court will sentence the defendant to imprisonment in
the Texas Department of Criminal Justice for life without parole;
and
(B) charge the jury that a defendant sentenced to confinement
for life without parole under this article is ineligible for
release from the department on parole.
(f) The court shall charge the jury that in answering the issue
submitted under Subsection (e) of this article, the jury:
(1) shall answer the issue "yes" or "no";
(2) may not answer the issue "no" unless it agrees unanimously
and may not answer the issue "yes" unless 10 or more jurors
agree;
(3) need not agree on what particular evidence supports an
affirmative finding on the issue; and
(4) shall consider mitigating evidence to be evidence that a
juror might regard as reducing the defendant's moral
blameworthiness.
(g) If the jury returns an affirmative finding on each issue
submitted under Subsection (b) and a negative finding on an issue
submitted under Subsection (e)(1), the court shall sentence the
defendant to death. If the jury returns a negative finding on
any issue submitted under Subsection (b) or an affirmative
finding on an issue submitted under Subsection (e)(1) or is
unable to answer any issue submitted under Subsection (b) or (e),
the court shall sentence the defendant to confinement in the
Texas Department of Criminal Justice for life imprisonment
without parole.
(h) The judgment of conviction and sentence of death shall be
subject to automatic review by the Court of Criminal Appeals.
(i) This article applies to the sentencing procedure in a capital
case for an offense that is committed on or after September 1,
1991. For the purposes of this section, an offense is committed
on or after September 1, 1991, if any element of that offense
occurs on or after that date.
Added by Acts 1973, 63rd Leg., p. 1125, ch. 426, art. 3, Sec. 1,
eff. June 14, 1973.
Subsec. (e) amended by Acts 1981, 67th Leg., p. 2673, ch. 725,
Sec. 1, eff. Aug. 31, 1981. Amended by Acts 1985, 69th Leg., ch.
44, Sec. 2, eff. Sept. 1, 1985; Acts 1991, 72nd Leg., ch. 652,
Sec. 9, eff. Sept. 1, 1991; Acts 1991, 72nd Leg., ch. 838, Sec.
1, eff. Sept. 1, 1991; Subsec. (i) added by Acts 1993, 73rd Leg.,
ch. 781, Sec. 1, eff. Aug. 30, 1993; Sec. 2(e) amended by Acts
1999, 76th Leg., ch. 140, Sec. 1, eff. Sept. 1, 1999; Sec. 2(a)
amended by Acts 2001, 77th Leg., ch. 585, Sec. 2, eff. Sept. 1,
2001.
Amended by:
Acts 2005, 79th Leg., Ch.
399, Sec. 1, eff. September 1, 2005.
Acts 2005, 79th Leg., Ch.
787, Sec. 6, eff. September 1, 2005.
Acts 2005, 79th Leg., Ch.
787, Sec. 7, eff. September 1, 2005.
Acts 2005, 79th Leg., Ch.
787, Sec. 8, eff. September 1, 2005.
Acts 2005, 79th Leg., Ch.
787, Sec. 9, eff. September 1, 2005.
Acts 2009, 81st Leg., R.S., Ch.
87, Sec. 25.015, eff. September 1, 2009.
Acts 2009, 81st Leg., R.S., Ch.
87, Sec. 25.016, eff. September 1, 2009.
Art. 37.0711. PROCEDURE IN CAPITAL CASE FOR OFFENSE COMMITTED
BEFORE SEPTEMBER 1, 1991.
Sec. 1. This article applies to the sentencing procedure in a
capital case for an offense that is committed before September 1,
1991, whether the sentencing procedure is part of the original
trial of the offense, an award of a new trial for both the guilt
or innocence stage and the punishment stage of the trial, or an
award of a new trial only for the punishment stage of the trial.
For the purposes of this section, an offense is committed before
September 1, 1991, if every element of the offense occurs before
that date.
Sec. 2. If a defendant is found guilty in a case in which the
state does not seek the death penalty, the judge shall sentence
the defendant to life imprisonment.
Sec. 3. (a)(1) If a defendant is tried for a capital offense in
which the state seeks the death penalty, on a finding that the
defendant is guilty of a capital offense, the court shall conduct
a separate sentencing proceeding to determine whether the
defendant shall be sentenced to death or life imprisonment. The
proceeding shall be conducted in the trial court and, except as
provided by Article 44.29(c) of this code, before the trial jury
as soon as practicable. In the proceeding, evidence may be
presented as to any matter that the court deems relevant to
sentence. This subdivision shall not be construed to authorize
the introduction of any evidence secured in violation of the
Constitution of the United States or of this state. The state and
the defendant or the defendant's counsel shall be permitted to
present argument for or against sentence of death.
(2) Notwithstanding Subdivision (1), evidence may not be offered
by the state to establish that the race or ethnicity of the
defendant makes it likely that the defendant will engage in
future criminal conduct.
(b) On conclusion of the presentation of the evidence, the court
shall submit the following three issues to the jury:
(1) whether the conduct of the defendant that caused the death of
the deceased was committed deliberately and with the reasonable
expectation that the death of the deceased or another would
result;
(2) whether there is a probability that the defendant would
commit criminal acts of violence that would constitute a
continuing threat to society; and
(3) if raised by the evidence, whether the conduct of the
defendant in killing the deceased was unreasonable in response to
the provocation, if any, by the deceased.
(c) The state must prove each issue submitted under Subsection
(b) of this section beyond a reasonable doubt, and the jury shall
return a special verdict of "yes" or "no" on each issue
submitted.
(d) The court shall charge the jury that:
(1) it may not answer any issue submitted under Subsection (b) of
this section "yes" unless it agrees unanimously; and
(2) it may not answer any issue submitted under Subsection (b) of
this section "no" unless 10 or more jurors agree.
(e) The court shall instruct the jury that if the jury returns an
affirmative finding on each issue submitted under Subsection (b)
of this section, it shall answer the following issue:
Whether, taking into consideration all of the evidence, including
the circumstances of the offense, the defendant's character and
background, and the personal moral culpability of the defendant,
there is a sufficient mitigating circumstance or circumstances to
warrant that a sentence of life imprisonment rather than a death
sentence be imposed.
(f) The court shall charge the jury that, in answering the issue
submitted under Subsection (e) of this section, the jury:
(1) shall answer the issue "yes" or "no";
(2) may not answer the issue "no" unless it agrees unanimously
and may not answer the issue "yes" unless 10 or more jurors
agree; and
(3) shall consider mitigating evidence that a juror might regard
as reducing the defendant's moral blameworthiness.
(g) If the jury returns an affirmative finding on each issue
submitted under Subsection (b) and a negative finding on the
issue submitted under Subsection (e), the court shall sentence
the defendant to death. If the jury returns a negative finding
on any issue submitted under Subsection (b) or an affirmative
finding on the issue submitted under Subsection (e) or is unable
to answer any issue submitted under Subsection (b) or (e), the
court shall sentence the defendant to confinement in the Texas
Department of Criminal Justice for life.
(h) If a defendant is convicted of an offense under Section
19.03(a)(7), Penal Code, the court shall submit the issues under
Subsections (b) and (e) of this section only with regard to the
conduct of the defendant in murdering the deceased individual
first named in the indictment.
(i) The court, the attorney for the state, or the attorney for
the defendant may not inform a juror or prospective juror of the
effect of failure of the jury to agree on an issue submitted
under this article.
(j) The Court of Criminal Appeals shall automatically review a
judgment of conviction and sentence of death not later than the
60th day after the date of certification by the sentencing court
of the entire record, unless the Court of Criminal Appeals
extends the time for an additional period not to exceed 30 days
for good cause shown. Automatic review under this subsection has
priority over all other cases before the Court of Criminal
Appeals, and the court shall hear automatic reviews under rules
adopted by the court for that purpose.
Added by Acts 1993, 73rd Leg., ch. 781, Sec. 2, eff. Aug. 30,
1993. Sec. 3(h) amended by Acts 1995, 74th Leg., ch. 76, Sec.
14.22, eff. Sept. 1, 1995; Sec. 3(a) amended by Acts 2001, 77th
Leg., ch. 585, Sec. 3, eff. Sept. 1, 2001.
Amended by:
Acts 2009, 81st Leg., R.S., Ch.
87, Sec. 25.017, eff. September 1, 2009.
Art. 37.072. PROCEDURE IN REPEAT SEX OFFENDER CAPITAL CASE
Sec. 1. If a defendant is found guilty in a capital felony case
punishable under Section 12.42(c)(3), Penal Code, in which the
state does not seek the death penalty, the judge shall sentence
the defendant to life imprisonment without parole.
Sec. 2. (a)(1) If a defendant is tried for an offense
punishable under Section 12.42(c)(3), Penal Code, in which the
state seeks the death penalty, on a finding that the defendant is
guilty of a capital offense, the court shall conduct a separate
sentencing proceeding to determine whether the defendant shall be
sentenced to death or life imprisonment without parole. The
proceeding shall be conducted in the trial court and, except as
provided by Article 44.29(d) of this code, before the trial jury
as soon as practicable. In the proceeding, evidence may be
presented by the state and the defendant or the defendant's
counsel as to any matter that the court considers relevant to
sentence, including evidence of the defendant's background or
character or the circumstances of the offense that mitigates
against the imposition of the death penalty. This subdivision
may not be construed to authorize the introduction of any
evidence secured in violation of the Constitution of the United
States or of the State of Texas. The state and the defendant or
the defendant's counsel shall be permitted to present argument
for or against sentence of death. The introduction of evidence
of extraneous conduct is governed by the notice requirements of
Section 3(g), Article 37.07. The court, the attorney
representing the state, the defendant, or the defendant's counsel
may not inform a juror or a prospective juror of the effect of a
failure of a jury to agree on issues submitted under Subsection
(b) or (e).
(2) Notwithstanding Subdivision (1), evidence may not be offered
by the state to establish that the race or ethnicity of the
defendant makes it likely that the defendant will engage in
future criminal conduct.
(b) On conclusion of the presentation of the evidence, the court
shall submit the following issues to the jury:
(1) whether there is a probability that the defendant would
commit criminal acts of violence that would constitute a
continuing threat to society; and
(2) in cases in which the jury charge at the guilt or innocence
stage permitted the jury to find the defendant guilty as a party
under Sections 7.01 and 7.02, Penal Code, whether the defendant
actually engaged in the conduct prohibited by Section 22.021,
Penal Code, or did not actually engage in the conduct prohibited
by Section 22.021, Penal Code, but intended that the offense be
committed against the victim or another intended victim.
(c) The state must prove beyond a reasonable doubt each issue
submitted under Subsection (b) of this section, and the jury
shall return a special verdict of "yes" or "no" on each issue
submitted under Subsection (b) of this section.
(d) The court shall charge the jury that:
(1) in deliberating on the issues submitted under Subsection (b)
of this section, it shall consider all evidence admitted at the
guilt or innocence stage and the punishment stage, including
evidence of the defendant's background or character or the
circumstances of the offense that militates for or mitigates
against the imposition of the death penalty;
(2) it may not answer any issue submitted under Subsection (b)
of this section "yes" unless it agrees unanimously and it may not
answer any issue "no" unless 10 or more jurors agree; and
(3) members of the jury need not agree on what particular
evidence supports a negative answer to any issue submitted under
Subsection (b) of this section.
(e)(1) The court shall instruct the jury that if the jury
returns an affirmative finding to each issue submitted under
Subsection (b), it shall answer the following issue:
Whether, taking into consideration all of the evidence, including
the circumstances of the offense, the defendant's character and
background, and the personal moral culpability of the defendant,
there is a sufficient mitigating circumstance or circumstances to
warrant that a sentence of life imprisonment without parole
rather than a death sentence be imposed.
(2) The court shall:
(A) instruct the jury that if the jury answers that a
circumstance or circumstances warrant that a sentence of life
imprisonment without parole rather than a death sentence be
imposed, the court will sentence the defendant to imprisonment in
the Texas Department of Criminal Justice for life without parole;
and
(B) charge the jury that a defendant sentenced to confinement
for life without parole under this article is ineligible for
release from the department on parole.
(f) The court shall charge the jury that in answering the issue
submitted under Subsection (e) of this section, the jury:
(1) shall answer the issue "yes" or "no";
(2) may not answer the issue "no" unless it agrees unanimously
and may not answer the issue "yes" unless 10 or more jurors
agree;
(3) need not agree on what particular evidence supports an
affirmative finding on the issue; and
(4) shall consider mitigating evidence to be evidence that a
juror might regard as reducing the defendant's moral
blameworthiness.
(g) If the jury returns an affirmative finding on each issue
submitted under Subsection (b) and a negative finding on an issue
submitted under Subsection (e)(1), the court shall sentence the
defendant to death. If the jury returns a negative finding on
any issue submitted under Subsection (b) or an affirmative
finding on an issue submitted under Subsection (e)(1) or is
unable to answer any issue submitted under Subsection (b) or (e),
the court shall sentence the defendant to imprisonment in the
Texas Department of Criminal Justice for life without parole.
(h) The judgment of conviction and sentence of death shall be
subject to automatic review by the Court of Criminal Appeals.
Added by Acts 2007, 80th Leg., R.S., Ch.
593, Sec. 1.04, eff. September 1, 2007.
Art. 37.073. REPAYMENT OF REWARDS. (a) After a defendant has
been convicted of a felony offense, the judge may order a
defendant to repay all or part of a reward paid by a crime
stoppers organization.
(b) In determining whether the defendant must repay the reward or
part of the reward, the court shall consider:
(1) the ability of the defendant to make the payment and the
financial hardship on the defendant to make the required payment;
and
(2) the importance of the information to the prosecution of the
defendant as provided by the arresting officer or the attorney
for the state with due regard for the confidentiality of the
crime stoppers organization records.
(c) In this article, "crime stoppers organization" means a crime
stoppers organization, as defined by Subdivision (2), Section
414.001, Government Code, that is approved by the Texas Crime
Stoppers Council to receive payments of rewards under this
article and Article 42.152.
Added by Acts 1989, 71st Leg., ch. 611, Sec. 1, eff. Sept. 1,
1989. Renumbered from art. 37.072 by Acts 1991, 72nd Leg., ch.
16, Sec. 19.01(5), eff. Aug. 26, 1991. Amended by Acts 1997, 75th
Leg., ch. 700, Sec. 10, eff. Sept. 1, 1997.
Amended by:
Acts 2009, 81st Leg., R.S., Ch.
168, Sec. 4, eff. May 27, 2009.
Art. 37.08. CONVICTION OF LESSER INCLUDED OFFENSE. In a
prosecution for an offense with lesser included offenses, the
jury may find the defendant not guilty of the greater offense,
but guilty of any lesser included offense.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722. Amended by Acts
1973, 63rd Leg., p. 972, ch. 399, Sec. 2(A), eff. Jan. 1, 1974.
Art. 37.09. LESSER INCLUDED OFFENSE. An offense is a lesser
included offense if:
(1) it is established by proof of the same or less than all the
facts required to establish the commission of the offense
charged;
(2) it differs from the offense charged only in the respect that
a less serious injury or risk of injury to the same person,
property, or public interest suffices to establish its
commission;
(3) it differs from the offense charged only in the respect that
a less culpable mental state suffices to establish its
commission; or
(4) it consists of an attempt to commit the offense charged or an
otherwise included offense.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722. Amended by Acts
1973, 63rd Leg., p. 972, ch. 399, Sec. 2(A), eff. Jan. 1, 1974.
Art. 37.10. INFORMAL VERDICT. (a) If the verdict of the jury is
informal, its attention shall be called to it, and with its
consent the verdict may, under the direction of the court, be
reduced to the proper form. If the jury refuses to have the
verdict altered, it shall again retire to its room to deliberate,
unless it manifestly appear that the verdict is intended as an
acquittal; and in that case, the judgment shall be rendered
accordingly, discharging the defendant.
(b) If the jury assesses punishment in a case and in the verdict
assesses both punishment that is authorized by law for the
offense and punishment that is not authorized by law for the
offense, the court shall reform the verdict to show the
punishment authorized by law and to omit the punishment not
authorized by law. If the trial court is required to reform a
verdict under this subsection and fails to do so, the appellate
court shall reform the verdict as provided by this subsection.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722.
Amended by Acts 1985, 69th Leg., ch. 442, Sec. 1, eff. June 11,
1985.
Art. 37.11. DEFENDANTS TRIED JOINTLY. Where several defendants
are tried together, the jury may convict each defendant it finds
guilty and acquit others. If it agrees to a verdict as to one or
more, it may find a verdict in accordance with such agreement,
and if it cannot agree as to others, a mistrial may be entered as
to them.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722.
Art. 37.12. JUDGMENT ON VERDICT. On each verdict of acquittal or
conviction, the proper judgment shall be entered immediately. If
acquitted, the defendant shall be at once discharged from all
further liability upon the charge for which he was tried;
provided that, in misdemeanor cases where there is returned a
verdict, or a plea of guilty is entered and the punishment
assessed is by fine only, the court may, on written request of
the defendant and for good cause shown, defer judgment until some
other day fixed by order of the court; but in no event shall the
judgment be deferred for a longer period of time than six months.
On expiration of the time fixed by the order of the court, the
court or judge thereof, shall enter judgment on the verdict or
plea and the same shall be executed as provided by Chapter 43 of
this Code. Provided further, that the court or judge thereof, in
the exercise of sound discretion may permit the defendant where
judgment is deferred, to remain at large on his personal bond, or
may require him to enter into bail bond in a sum at least double
the amount of the assessed fine and costs, conditioned that the
defendant and sureties, jointly and severally, will pay such fine
and costs unless the defendant personally appears on the day, set
in the order and discharges the judgment in the manner provided
by Chapter 43 of this Code; and for the enforcement of any
judgment entered, all writs, processes and remedies of this Code
are made applicable so far as necessary to carry out the
provisions of this Article.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722.
Art. 37.13. IF JURY BELIEVES ACCUSED INSANE. When a jury has
been impaneled to assess the punishment upon a plea of guilty, it
shall say in its verdict what the punishment is which it
assesses; but if it is of the opinion that a person pleading
guilty is insane, it shall so report to the court, and an issue
as to that fact shall be tried before another jury; and if, upon
such trial, it be found that the defendant is insane, such
proceedings shall be had as directed in cases where a defendant
becomes insane after conviction.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722.
Art. 37.14. ACQUITTAL OF HIGHER OFFENSE AS JEOPARDY. If a
defendant, prosecuted for an offense which includes within it
lesser offenses, be convicted of an offense lower than that for
which he is indicted, and a new trial be granted him, or the
judgment be arrested for any cause other than the want of
jurisdiction, the verdict upon the first trial shall be
considered an acquittal of the higher offense; but he may, upon a
second trial, be convicted of the same offense of which he was
before convicted, or any other inferior thereto.
Acts 1965, 59th Leg., vol. 2, p. 317, ch. 722.