21.20.130 - Cancellation of registration or application -- Grounds. - Washington Statutes

Cancellation of registration or application — Grounds.

If the director finds that any registrant or applicant for registration is no longer in existence or has ceased to do business as a broker-dealer, investment adviser, investment adviser representative, or salesperson, or is subject to an adjudication of mental incompetence or to the control of a committee, conservator, or guardian, or cannot be located after reasonable search, the director may by order cancel the registration or application.

[1994 c 256 § 12; 1979 ex.s. c 68 § 9; 1975 1st ex.s. c 84 § 9; 1959 c 282 § 13.]

Notes: Findings -- Construction -- 1994 c 256: See RCW 43.320.007.