STATE STATUTES & CODES

WASHINGTON STATUTES AND CODES

Chapter 8 - Investment securities.

• 62A.8-101 - Short title.
• 62A.8-102 - Definitions.
• 62A.8-103 - Rules for determining whether certain obligations and interests are securities or financial assets.
• 62A.8-104 - Acquisition of security or financial asset or interest therein.
• 62A.8-105 - Notice of adverse claim.
• 62A.8-106 - Control.
• 62A.8-107 - Whether indorsement, instruction, or entitlement is effective.
• 62A.8-108 - Warranties in direct holding.
• 62A.8-109 - Warranties in indirect holding.
• 62A.8-110 - Applicability; choice of law.
• 62A.8-111 - Clearing corporation rules.
• 62A.8-112 - Creditor's legal process.
• 62A.8-113 - Statute of frauds inapplicable.
• 62A.8-114 - Evidentiary rules concerning certificated securities.
• 62A.8-115 - Securities intermediary and others not liable to adverse claimant.
• 62A.8-116 - Securities intermediary as purchaser for value.
• 62A.8-201 - Issuer.
• 62A.8-202 - Issuer's responsibility and defenses; notice of defect or defense.
• 62A.8-203 - Staleness as notice of defect or defense.
• 62A.8-204 - Effect of issuer's restrictions on transfer.
• 62A.8-205 - Effect of unauthorized signature on security certificate.
• 62A.8-206 - Completion or alteration of security certificate.
• 62A.8-207 - Rights and duties of issuer with respect to registered owners.
• 62A.8-208 - Effect of signature of authenticating trustee, registrar, or transfer agent.
• 62A.8-209 - Issuer's lien.
• 62A.8-210 - Overissue.
• 62A.8-301 - Delivery.
• 62A.8-302 - Rights of purchaser.
• 62A.8-303 - Protected purchaser.
• 62A.8-304 - Indorsement.
• 62A.8-305 - Instruction.
• 62A.8-306 - Effect of guaranteeing signature, indorsement, or instruction.
• 62A.8-307 - Purchaser's right to requisites for registration of transfer.
• 62A.8-401 - Duty of issuer to register transfer.
• 62A.8-402 - Assurance that indorsement or instruction is effective.
• 62A.8-403 - Demand that issuer not register transfer.
• 62A.8-404 - Wrongful registration.
• 62A.8-405 - Replacement of lost, destroyed, or wrongfully taken security certificate.
• 62A.8-406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
• 62A.8-407 - Authenticating trustee, transfer agent, and registrar.
• 62A.8-501 - Securities account; acquisition of security entitlement from securities intermediary.
• 62A.8-502 - Assertion of adverse claim against entitlement holder.
• 62A.8-503 - Property interest of entitlement holder in financial asset held by securities intermediary.
• 62A.8-504 - Duty of securities intermediary to maintain financial asset.
• 62A.8-505 - Duty of securities intermediary with respect to payments and distributions.
• 62A.8-506 - Duty of securities intermediary to exercise rights as directed by entitlement holder.
• 62A.8-507 - Duty of securities intermediary to comply with entitlement order.
• 62A.8-508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding.
• 62A.8-509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
• 62A.8-510 - Rights of purchaser of security entitlement from entitlement holder.
• 62A.8-511 - Priority among security interests and entitlement holders.
• 62A.8-601 - Savings clause.

Tips