STATE STATUTES & CODES
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VIRGINIA STATUTES AND CODES
Chapter 5 - Securities Act (13.1-501 thru 13.1-527.3)
- 13.1-501 - Definitions.
- 13.1-502 - Unlawful offers and sales.
- 13.1-503 - Unlawful advice.
- 13.1-504 - Registration.
- 13.1-504.1 - Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required.
- 13.1-504.2 - Broker-dealer services provided by credit unions; when registration not required.
- 13.1-505 - Procedure for registration.
- 13.1-505.1 - Post-registration provisions.
- 13.1-506 - Revocation of registration.
- 13.1-507 - Registration requirement; exemptions.
- 13.1-508 - Registration by notification.
- 13.1-509 - Registration by coordination.
- 13.1-510 - Registration by qualification.
- 13.1-511 - Effectiveness and reports.
- 13.1-512 - Description unavailable
- 13.1-513 - Stop orders.
- 13.1-514 - Exemptions.
- 13.1-514.1 - Exemption of certain securities by order of Commission.
- 13.1-514.2 - Primacy of Virginia law to be maintained.
- 13.1-515 - Advertising.
- 13.1-516 - Misleading filings.
- 13.1-517 - Consent to service of process.
- 13.1-518 - Investigations; confidentiality of information and documents.
- 13.1-518.1 - Broker-dealers and investment advisors to file certain reports with Commission.
- 13.1-519 - Injunctions.
- 13.1-520 - Crimes.
- 13.1-520.1 - Commission may transmit record or complaint to locality where violation occurred.
- 13.1-521 - Violations punishable by the Commission.
- 13.1-522 - Civil liabilities.
- 13.1-523 - Rules and forms.
- 13.1-523.1 - Commission authority to regulate securities and investment advisory activities.
- 13.1-524 - Certain records of Commission available to public; admissibility of copies; destruction.
- 13.1-525 - Official interpretations.
- 13.1-525.1 - Fees to cover expense of regulation.
- 13.1-526 - Transition.
- 13.1-527 - Short title.
- 13.1-527.01 - Severability clause.
- 13.1-527.1 - Division created; duties.
- 13.1-527.2 - Attorneys, employees and consultants.
- 13.1-527.3 - Commission to provide technical assistance.
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